Walter Van Dorn

Walter Van Dorn

Seward & Kissel LLP

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SEC Expands Accommodations for Nonpublic Review of Most Securities Act and Exchange Act Registration Statements

On March 3, 2025, the Securities and Exchange Commission (the “SEC”) expanded the accommodations for the confidential submission and review of registration statements under the Securities Act of 1933 (the “Securities Act”) or...more

4/10/2025  /  Emerging Growth Companies , Filing Requirements , Foreign Private Issuers , Initial Public Offering (IPO) , Regulation S-K , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Securities Regulation , Special Purpose Acquisition Companies (SPACs)

2025 SEC Filing Deadlines and Financial Statement Staleness Dates

2025 desk top reference for public companies: the attached document includes a 2025 calendar and other resources to help alert public companies to key SEC filing dates and financial statement staleness deadlines....more

2/3/2025  /  Compliance , Corporate Governance , Disclosure Requirements , Filing Deadlines , Filing Requirements , Financial Institutions , Financial Services Industry , Publicly-Traded Companies , Reporting Requirements , Securities and Exchange Commission (SEC)
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