Walter Van Dorn

Seward & Kissel LLP

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The SEC Seeks Public Comment on its Definition of Foreign Private Issuer

On June 4, 2025, the US Securities and Exchange Commission (the “SEC”) published a Concept Release on Foreign Private Issuer Eligibility (the “Release”) seeking comment on the eligibility criteria for companies to qualify as...more

6/12/2025 / Capital Markets , China , Disclosure Requirements , Foreign Private Issuers , Proposed Rules , Public Comment , Regulatory Reform , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Expands Accommodations for Nonpublic Review of Most Securities Act and Exchange Act Registration Statements

On March 3, 2025, the Securities and Exchange Commission (the “SEC”) expanded the accommodations for the confidential submission and review of registration statements under the Securities Act of 1933 (the “Securities Act”) or...more

4/10/2025 / Emerging Growth Companies , Filing Requirements , Foreign Private Issuers , Initial Public Offering (IPO) , Regulation S-K , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Securities Regulation , Special Purpose Acquisition Companies (SPACs)

U.S. Court of Appeals for the Fifth Circuit Vacates SEC’s Approval of Nasdaq’s Board Diversity Rules

On December 11, 2024, the U.S. Court of Appeals for the Fifth Circuit (“Fifth Circuit”) vacated the U.S. Securities and Exchange Commission’s (“SEC”) approval of The Nasdaq Stock Market LLC’s (“Nasdaq”) Board Diversity Rules....more

1/20/2025 / Appeals , Board of Directors , Corporate Governance , Disclosure Requirements , Diversity , Nasdaq , Regulatory Requirements , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Securities Regulation

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