The SEC again reopened the comment period on July 13, 2022 for its proposal for Listing Standards for Recovery of Erroneously Awarded Compensation, more commonly known as clawback rules. The proposed rules would direct the...more
The SEC adopted amendments on July 13, 2022 to its rules governing voting advice rendered by proxy voting advice firms. In particular, the amendments are designed to alleviate certain burdens that may impair the timeliness...more
In its recently proposed rules that relate primarily to SPACs and shell companies, the SEC did propose certain changes relating to projections that would apply to all reporting companies. In particular, the proposed...more
4/7/2022
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Special Purpose Acquisition Companies (SPACs)
The SEC has updated its Form 8-K compliance & disclosure interpretations (C&DIs) with two new Q&As focused on Item 1.01, Entry into a Material Definitive Agreement. New Q&A 102.04 outlines what are generally viewed as...more
Quick Hitters -
On December 15, 2021, the SEC (i) proposed amendments to address “potentially abusive practices” by corporate insiders related to 10b5-1 trading arrangements, grants of options and other similar equity...more