Willa Cohen Bruckner

Alston & Bird

+ Follow Contact

Latest Publications

Share:

E.U.-U.S. Agreement on Equivalence for Central Clearing Parties: Building Cross-Border Harmony

Despite the consensus reached over six years ago among G-20 regulators on general principles for derivatives regulation, implementation of those principles in cross-border contexts has not always been smooth. ...more

2/18/2016 / Central Counterparties , Cross-Border Transactions , Derivatives , Derivatives Clearing Organizations , EU , European Commission

Investment Management, Trading & Markets Advisory: Annual CPO or CTA Exemption or Exclusion Affirmations Due by February 29, 2016;...

Any firm that is currently claiming certain exemptions or exclusions from registration with the Commodity Futures Trading Commission (CFTC) as a commodity pool operator (CPO) or commodity trading advisor (CTA) is required to...more

2/3/2016 / CFTC , Commodity Trading Advisors (CTAs) , CPOs , Exemptions , NFA

Financial Services & Products Advisory: CFTC Provides Swap Clearing Relief for Smaller Bank Holding Companies and Savings and Loan...

On January 8, 2016, the U.S. Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk (DCR) issued a no-action letter (CFTC Letter 16-01) providing relief from the clearing requirement for some swaps...more

1/20/2016 / CFTC , Credit Default Swaps , Dodd-Frank , No-Action Letters , Swap Clearing

3 Results

View per page

Page: of 1