On July 21, 2025, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) announced its intent to postpone the effective date of the Anti-Money Laundering/Countering the Financing of Terrorism...more
8/1/2025
/ AML/CFT ,
Anti-Money Laundering ,
Bank Secrecy Act ,
Compliance Dates ,
Customer Identification Program (CIP) ,
Effective Date ,
Exempt Reporting Advisers (ERAs) ,
FinCEN ,
Registered Investment Advisors ,
Rulemaking Process ,
Securities and Exchange Commission (SEC) ,
Suspicious Activity Reports (SARs) ,
Time Extensions
On May 13, 2024, the Financial Crimes Enforcement Network (FinCEN), a bureau within the U.S. Treasury Department, and the Securities and Exchange Commission (SEC) proposed a joint rule (the Proposed Rule) with respect to a...more
The U.S. Treasury Department’s Financial Crimes Enforcement Network (FinCEN) has expanded the due diligence obligations of certain financial institutions that are subject to a customer identification program requirement under...more
5/20/2016
/ Anti-Money Laundering ,
Bank Secrecy Act ,
Banks ,
Beneficial Owner ,
Customer Identification Program (CIP) ,
Due Diligence ,
Final Rules ,
Financial Institutions ,
FinCEN ,
Legal Entities ,
Recordkeeping Requirements ,
Verification Requirements