William Wetmore

William Wetmore

Akin Gump Strauss Hauer & Feld LLP

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SEC Rule 10b5-1 Amendments Provide New Perspective on Insider Purchases and Sales

The Securities and Exchange Commission adopted rules on December 14, 2022 that will require...more

12/21/2022  /  10b5-1 Plans , Cooling-Off Rule , Corporate Governance , Disclosure Requirements , Investment Management , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Marketing Rule: A 30-Day Compliance Plan

The substantive provisions of the new Marketing Rule come into effect for all private fund managers, fund sponsors and other investment advisers registered with the U.S. Securities and Exchange Commission in one month (i.e.,...more

10/13/2022  /  Corporate Governance , Disclosure Requirements , Investment Adviser , Marketing , Private Funds , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation
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