Wonji Kim

Mayer Brown

Contact
View Bio
RSS

Latest Posts › Financial Services Industry

Share:

U.S. SEC Announces 2023 Exam Priorities

On February 7, 2023, the Division of Examinations of the U.S. Securities and Exchange Commission (the “Division” and the “SEC,” respectively) announced its examination priorities for 2023. This year, the Division identified...more

2/20/2023  /  Financial Services Industry , Investment Adviser , SEC Examination Priorities , Securities and Exchange Commission (SEC) , Securities Regulation
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide