Yunica Jiang

Yunica Jiang

Morgan Lewis

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Securities Enforcement Roundup – April 2025

In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from April 2025. In April 2025: Crypto Enforcement Activity and Developments...more

5/9/2025  /  Cryptocurrency , Digital Assets , Enforcement Actions , Financial Industry Regulatory Authority (FINRA) , Financial Regulatory Reform , Regulatory Reform , Securities and Exchange Commission (SEC) , Securities Fraud , Stablecoins , Whistleblowers

Securities Enforcement Roundup – January 2025

In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from January 2025. In January 2025: The US Securities and Exchange Commission (SEC) announced the...more

2/6/2025  /  Broker-Dealer , Compliance , Cryptoassets , Cryptocurrency , Digital Assets , Enforcement Actions , FinTech , Investment Adviser , Recordkeeping Requirements , Securities and Exchange Commission (SEC)
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