Ze'-ev Eiger

Morrison & Foerster LLP

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Latest Posts › Debt Securities

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FINRA Proposes Amendments to its New Debt Research Rule

On May 24, 2016, FINRA proposed amendments to its new debt research rule (Rule 2422). The amendments are intended to clarify Rule 2422 in four respects: (1) the consent requirement for institutional debt research reports...more

5/26/2016 / Debt , Debt Securities , Disclosure Requirements , Equity Research Rule , Financial Industry Regulatory Authority (FINRA) , Foreign Investment , Market Research , Non-US Entities , Offerings

FINRA Clarifies Reporting Requirements for Tier 1 Capital Securities

Three Types of Hybrid Securities Subject to Classification and Reporting Changes - For some time now, there has been confusion regarding the appropriate trade reporting for certain hybrid securities. Hybrid securities,...more

5/28/2014 / Basel III , Debt Securities , Dodd-Frank , Equity Securities , Financial Industry Regulatory Authority (FINRA) , Preferred Shares , Securities , TRACE

Debt capital markets in the United States: regulatory overview

Legislative Restrictions on Selling Debt Securities - What are the main restrictions on offering and selling debt securities in your jurisdiction? Main restrictions on offering and selling debt securities...more

3/26/2014 / Debt Market , Debt Securities , Financial Regulatory Reform , Securities Act of 1933

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