Ze'-ev Eiger

Morrison & Foerster LLP

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FINRA Proposes Amendments to its New Debt Research Rule

On May 24, 2016, FINRA proposed amendments to its new debt research rule (Rule 2422). The amendments are intended to clarify Rule 2422 in four respects: (1) the consent requirement for institutional debt research reports...more

5/26/2016 / Debt , Debt Securities , Disclosure Requirements , Equity Research Rule , Financial Industry Regulatory Authority (FINRA) , Foreign Investment , Market Research , Non-US Entities , Offerings

FINRA Proposes to Delay the Implementation Date of its New Debt Research Rule

On February 16, 2016, FINRA proposed delaying the implementation date of its new debt research rule (Rule 2422) until April 22, 2016. Currently, Rule 2422 is set to take effect on February 22, 2016. We will monitor...more

2/17/2016 / Debt , Equity Research Rule , Financial Industry Regulatory Authority (FINRA) , Market Research , Offerings

FINRA’s Final Equity Research Rules Go Effective; Final Debt Research Rules’ Effective Date Quickly Approaching

In November 2014, FINRA proposed to adopt NASD Rule 2711 as new FINRA Rule 2241, with several modifications, to address conflicts of interest relating to equity research analysts and research reports (“Rule 2241”). FINRA...more

1/26/2016 / Conflicts of Interest , Disclosure Requirements , Equity Research Rule , Financial Industry Regulatory Authority (FINRA) , Initial Public Offering (IPO) , NASD , Securities and Exchange Commission (SEC)

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