The UK Upper Tribunal (Tax and Chancery) has upheld the Financial Conduct’s Authority’s (FCA) decision to take action against two former executives of a bank for being “knowingly concerned” in the bank’s breach of the listing...more
6/26/2025
/ Banking Sector ,
Corporate Executives ,
Corporate Governance ,
Enforcement Actions ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Financial Services Industry ,
Listing Rules ,
Penalties ,
Prudential Regulation Authority (PRA) ,
Securities Regulation ,
Tax Tribunal ,
Tribunals ,
UK