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The Importance of Complying with Private Fund Documents for Affiliate Transactions

Private fund advisers continually balance their ongoing responsibility to ensure that the funds they advise comply with such funds’ governing documents and their responsibility to ensure their own compliance with applicable...more

SEC Clarifies Accredited Investor Verification for Rule 506(c) Offerings

The Securities Act of 1933, as amended (Securities Act), requires that any offer or sale of securities in the United States must either be registered with the SEC or qualify for an exemption to registration thereunder....more

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