FINRA-DR Extends Postponement of In-Person Hearings

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On March 27, securities regulator FINRA extended its previous postponement of in-person hearings from May 1 through May 31.  FINRA also will offer virtual hearing options (including Zoom) by agreement or panel order.  Finally, postponement fees are waived through September with at least 20-days’ notice.  All other case deadlines remain unaffected.

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