SEC Staff Issues FAQs That Relax Marketing Rule Restrictions

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The FAQs provide investment advisers greater flexibility to present investment performance solely on a gross basis.

On March 19, 2025, the Securities and Exchange Commission (SEC or the Commission) Staff released two new interpretations (FAQs) relating to Rule 206(4)-1 under the Investment Advisers Act of 1940 (the Marketing Rule).

Please see full publication below for more information.

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