Strategic Considerations for Transactions Involving CFTC-Registered Entities

WilmerHale
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With the Presidential and Congressional transitions taking place this month, we expect increased investment and transactional activity in capital markets. This will likely include trading platforms, exchanges, clearinghouses, brokerage firms, asset managers, and investment advisory firms that are registered with and regulated by the Commodity Futures Trading Commission (CFTC).

Originally presented at the ABA Derivatives & Futures Law Committee Winter Meeting - January 30, 2025.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

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