When Your 401(k) Financial Advisor May Have To Be Fired

Ary Rosenbaum - The Rosenbaum Law Firm P.C.
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401(k) financial advisors are often handicapped by the fact that the nature of their position requires them to have an ERISA background when they don’t. It’s hard to fake an ERISA background when you don’t and it’s pretty impossible to fake. The problem is that many advisors make classic mistakes when it comes to their 401(k) clients as well as their potential clients. This article is about the mistakes 401(k) financial advisors may make, and why they may have to get the ax.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

© Ary Rosenbaum - The Rosenbaum Law Firm P.C.

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Ary Rosenbaum - The Rosenbaum Law Firm P.C.
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