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Administrative Proceedings Enforcement Actions Appellate Courts

Orrick, Herrington & Sutcliffe LLP

Fifth Circuit upholds OCC enforcement action, finding Jarkesy ruling does not bar in-house proceedings

On September 8, the U.S. Court of Appeals for the Fifth Circuit denied a petition for review brought by two former executives of a failed Texas bank, upholding industry bans and $250,000 in civil penalties imposed by the OCC....more

Holland & Knight LLP

SEC in Constitutional Danger Zone Following Several Recent Decisions

Holland & Knight LLP on

The constitutional spotlight is shining on the U.S. Securities and Exchange Commission (SEC). In the last several weeks, the U.S. Supreme Court agreed to hear a case seeking broader federal jurisdiction for constitutional...more

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