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Legal Risk Management Forum: panel highlights
On February 26 2025, the California Privacy Protection Agency (CPPA) published its first annual report for 2024 (Report). The Report highlights that the CPPA recovered more than USD170,000 of administrative fines for data...more
The Securities and Exchange Commission charged eight companies for failing to disclose in SEC Form 12b-25 filings, commonly known as Form NT, that their request for seeking a delayed quarterly or annual reporting filing was...more
This update provides an overview of key regulatory developments in the past three months relevant to companies listed, or planning to list, on The Stock Exchange of Hong Kong Limited (HKEx) and their advisers. In particular,...more
The SEC announced settlements with 13 registered private fund investment advisers who repeatedly failed to provide required information that the agency uses to monitor risk. ...more