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Annual Reports Regulatory Requirements Financial Services Industry

Hogan Lovells

HL UK Pensions Law Digest 21 July 2025

Hogan Lovells on

Mansion House 2025 - On 15 July 2025, the Chancellor gave her Mansion House speech and set out her Leeds Reforms, including launching the Financial Services Growth and Competitiveness Strategy....more

Ropes & Gray LLP

The FCA's 2024/2025 Annual Report on whistleblowing is out - here's what you need to know

Ropes & Gray LLP on

On Tuesday (24 June 2025) the FCA published its Prescribed Person’s Annual Report on whistleblowing (“24/25 Report”), which covers reports received and acted on with during the period 1 April 2024 – 31 March 2025 (the “24/25...more

Ballard Spahr LLP

CFPB releases annual report to Congress on college credit card agreements

Ballard Spahr LLP on

The CFPB has released its eighth annual report to Congress on college credit card agreements.  The annual report is mandated by the CARD Act.  (The first two reports were issued by the Federal Reserve Board.)...more

Allen Matkins

DBO Reports Record Number Of CFL Licensees

Allen Matkins on

California prohibits any person (unless exempt) from engaging in the business of a finance lender or broker without obtaining a license from the Commissioner of Business Oversight. Cal. Fin. Code § 22100(a). This applies to...more

Ballard Spahr LLP

California Department of Business Oversight Issues Warning to Lenders and Servicers Who Fail to File Mandatory Reports

Ballard Spahr LLP on

On June 29, 2018, the California Commissioner of Business Oversight warned California residential mortgage lenders and servicers that their failure to file annual reports could lead to enforcement actions. ...more

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