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Anti-Money Laundering › Customer Identification Program (CIP) › Corporate Transparency Act

McGuireWoods LLP

FinCEN Hits Pause: AML Rule for Investment Advisers Delayed

McGuireWoods LLP on

In a move to balance regulatory efficiency and cost, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) officially announced on July 21, 2025, that it will postpone the effective date, from...more

Troutman Pepper Locke

Treasury Department Releases Semiannual Regulatory Agenda

Troutman Pepper Locke on

On August 16, the U.S. Department of the Treasury published its semiannual regulatory agenda in the Federal Register, detailing the agency’s upcoming regulatory actions and priorities. The agenda outlines the proposed, final,...more

Ballard Spahr LLP

FinCEN Seeks to Make Investment Advisers Subject to Bank Secrecy Act

Ballard Spahr LLP on

Years in the making, on February 13, the Financial Crimes Enforcement Network (“FinCEN”) issued a notice of proposed rulemaking (“NPRM”) to include “investment adviser” (“IA”) within the definition of “financial institution”...more

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