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Asset Management › Licensing Rules

Walkers

Setting up shop: A new manager's guide to establishing an investment management firm in Jersey

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Looking to establish an investment management firm in the Channel Islands? This guide, the second in our series, sets out the key steps and considerations for setting up your business in Jersey - a world-class financial...more

Akin Gump Strauss Hauer & Feld LLP

SFC Issues Guidance to Private Equity Firms and Family Offices on Licensing Issues

Akin Gump Strauss Hauer & Feld LLP on

In recent years, the Hong Kong Securities and Futures Commission (SFC) has increasingly focused on private equity funds’ obligation to be licensed under the Securities and Futures Ordinance (SFO). In February 2019, the SFC’s...more

Akin Gump Strauss Hauer & Feld LLP

Expanded Licensing Regime for Asset Managers Managing OTC Derivatives Transactions

Akin Gump Strauss Hauer & Feld LLP on

Key Points - - Amended Hong Kong Securities and Futures Ordinance expands existing type 9 Regulated Activity (Asset Management) to cover management of OTC derivative products. - A Type 9 licenseholder managing...more

K&L Gates LLP

Investment Management in Australia

K&L Gates LLP on

Asset managers are increasingly looking to Australia as a source of growth and as a gateway to the Asia Pacific region. This overview will assist managers navigate the Australian regulatory landscape. Financial Services...more

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