News & Analysis as of

Attorney General Securities and Exchange Commission (SEC) Investigations

Wiley Rein LLP

What the FCPA Criminal Enforcement Pause Means for Companies

Wiley Rein LLP on

Late on February 10, President Trump ordered Attorney General Pam Bondi to “pause” new Foreign Corrupt Practices Act (FCPA) enforcement for 180 days while the U.S. Department of Justice (DOJ) refocuses criminal enforcement of...more

Dorsey & Whitney LLP

Dark Pools, High Speed Trading and the NY AG’s Suit Against Barclays

Dorsey & Whitney LLP on

The New York Attorney General’s insider trading 2.0 investigation is apparently expanding. Initially the investigation concerned the limits of insider trading, pushing the issue into questions more akin to fairness and a...more

Orrick - Finance 20/20

Bank of America Discloses NYAG Investigation and SEC Inquiry into RMBS Practices

In its February 28, 2013 Form 10-K filed with the SEC, Bank of America disclosed that it is under investigation by the New York Attorney General over its purchase, securitization and underwriting of home loans and RMBS....more

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