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A&O Shearman

EBA consults on revision to POG guidelines for ESG retail banking products

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The European Banking Authority (EBA) has published a consultation paper on proposed revisions to its product oversight and governance (POG) guidelines for retail banking products. The EBA considers the update necessary in...more

Orrick, Herrington & Sutcliffe LLP

EU-U.S. Joint Financial Regulatory Forum discusses financial regulation and stability

On December 10, the Treasury issued a joint statement from the EU-U.S. Joint Financial Regulatory Forum, which took place from December 4-5 and was co-chaired by the Treasury and the European Commission, with participation...more

A&O Shearman

Regulatory monitoring: EU version Newsletter - November 2024

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1. Bank regulation - 1.1 PRUDENTIAL REGULATION - a) General - (i) International - FSB: 2024 list of global systemically important banks - Status: Final - The FSB has published a 2024 list of global systemically...more

A&O Shearman

Regulatory monitoring: EU version Newsletter - July 2024

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1. Bank regulation - 1.1 Prudential Regulation - (a) General - (i) International - BCBS: Consultation on report regarding various technical amendments and FAQs - Status: Consultation - Deadline for the submission of...more

A&O Shearman

Key Regulatory Topics: Weekly Update 8 - 14 Mar 2024

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There were some key publications this week in relation to financial crime, including a Commission request for the EBA to advise on standards and guidelines under the future AML/CFT framework in Europe and, in the UK, an HMT...more

A&O Shearman

Key Regulatory Topics: Weekly Update 23-29 Feb 2024

A&O Shearman on

Amongst the broad range of updates this week, at international level, the FSB published its thematic peer review on MMF Reforms and the BCBS published the outcomes of its meeting held on 28 and 29 February, including that it...more

A&O Shearman

UK Government Publishes Edinburgh Reforms for Financial Services

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The U.K. Government announced on 9 December 2022 a series of initiatives, billed as the Edinburgh Reforms, to reform the laws for the U.K. financial services sector. In this note, we consider these reforms in detail and what...more

McDermott Will & Schulte

[Webinar] Humanitarian Finance: Tackling the World’s Humanitarian Needs Through Impact Finance - March 31st, 10:00 am EDT

Please join us for the latest webinar in our Environmental, Social and Governance (ESG) webinar series. A distinguished panel will discuss impact finance. McDermott Partner Ranajoy Basu will lead a discussion with Education...more

A&O Shearman

Tightening the Financial Promotions Framework in the UK

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Striking a balance between investor protection and market development - The U.K. is assessing its financial promotion framework, and changes are being made or proposed to amend the laws and rules. Financial promotions are...more

Sullivan & Worcester

January Webinar 2022 - A Practitioner’s Guide to Trade and Commodity Finance – a new edition and beyond

Sullivan & Worcester on

Sam Fowler-Holmes, Partner assisted by Jacqueline Cook, Of Counsel and Senior Knowledge Development Lawyer, presented our January webinar which looked at the second edition to A Practitioner’s Guide to Trade and Commodity...more

A&O Shearman

European Banking Authority Publishes Final Draft Implementing Technical Standards on Prudential Disclosures of ESG Risks

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The European Banking Authority has published final draft Implementing Technical Standards on Pillar 3 prudential disclosures of environmental, social and governance risks under the EU Capital Requirements Regulation. The ITS...more

A&O Shearman

UK Financial Conduct Authority Publishes Environmental, Social and Governance Strategy

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The U.K. Financial Conduct Authority has published an environmental, social and governance strategy to support the financial sector in the transition to a "net zero", more sustainable and more inclusive economy....more

A&O Shearman

UK Financial Conduct Authority Publishes Discussion Paper on Sustainability Disclosure Requirements and Investment Labels

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The U.K. Financial Conduct Authority has published a discussion paper on its proposed Sustainability Disclosure Requirements and sustainable investment labels. The FCA is seeking initial views on these proposals with the...more

Hogan Lovells

Financial institutions general regulatory news, August 2021 #2

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FCA regulatory sandbox: new application guide and now always open The Financial Conduct Authority (FCA) has published a new guide to assist firms making a regulatory sandbox application. The FCA has also updated its webpage...more

Latham & Watkins LLP

Sustainable Finance and Climate Change Risk in Financial Services - February 2020

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Financial services regulators have been particularly vocal in the last 12 months, specifically about the impact on the financial services sector as the world experiences, and attempts to respond to, climate change. Mark...more

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