News & Analysis as of August 3, 2025

Penalties

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Executive directors “knowingly concerned” in bank’s breach of the UK listing rules

A&O Shearman on 6/26/2025

The UK Upper Tribunal (Tax and Chancery) has upheld the Financial Conduct’s Authority’s (FCA) decision to take action against two former executives of a bank for being “knowingly concerned” in the bank’s breach of the listing...more

Upper Tribunal Ruling in the Case of Craig Donaldson and David Arden (Metro Bank)

BCLP on 6/19/2025

The Upper Tribunal has upheld the FCA’s decision that the CEO and CFO of Metro Bank were knowingly concerned in the Bank’s breach of the Listing Rules....more

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Banking Sector › Tribunals › Penalties

Executive directors “knowingly concerned” in bank’s breach of the UK listing rules

Upper Tribunal Ruling in the Case of Craig Donaldson and David Arden (Metro Bank)

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