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Best Practices MiFID II

A&O Shearman

ESMA announces intention to publish guidance on algorithmic pre-trade controls under MiFID II

A&O Shearman on

The European Securities and Markets Authority (ESMA) has published a press release sharing its view that the pre-trade controls that investment firms have implemented warrant further convergence. The EU Markets in Financial...more

Proskauer Rose LLP

Regulation Round Up - November 2017

Proskauer Rose LLP on

3 November - The Financial Conduct Authority (FCA) published an alert setting out key considerations for principals who have appointed representatives or introducer appointed representatives. Among other things, the alert...more

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