News & Analysis as of July 22, 2025

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Hot Topics in International Trade with Braumiller Law Group: Customs Broker Modernization Regulations 19 CFR 111
Investment Management Roundtable Discussion – Data Privacy and Security
SEC Activity with Fixed Income and Credit Funds
Bill on Bankruptcy: Easterbrook Turns the Tide on Student Loans
Confirmations: Plugging Into Electronic Confirmations
Bill on Bankruptcy: Rakoff Reverses Himself in Madoff Case

UK Regulatory Capital Reforms: A Boost for Start-Up Founders and Venture Capital Investors?

Goodwin on 5/2/2025

In its recent consultation [CP25/10: Definition of capital for FCA investment firms] (Consultation), the Financial Conduct Authority (FCA) has stated that it wants to amend its capital rules for investment firms — such as...more

The Fiduciary Rule isn’t the 11th Plague, you can predict that

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on 11/16/2016

I’ve heard so many negative things about the impact that the fiduciary rule will have on the retirement plan business, you’d think Irwin Allen made a disaster movie of it. You’d think it was the 11th plague to free the...more

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Brokers › Wealth Management

UK Regulatory Capital Reforms: A Boost for Start-Up Founders and Venture Capital Investors?

The Fiduciary Rule isn’t the 11th Plague, you can predict that

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