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Business Continuity Plans Business Operations

American Conference Institute (ACI)

[Webinar] Top 5 Game-Changing Regulatory Shifts Impacting Financial Compliance and Board Accountability - September 24th, 1:00 pm...

Don’t miss this complimentary webinar spotlighting the five most pressing regulatory developments reshaping compliance in Canada’s financial sector. From board-level liability, to shifting enforcement priorities, get up to...more

EDRM - Electronic Discovery Reference Model

[Webinar] Workshop: Managing Data Overload and Complexity in Catastrophic Events - February 5th, 11:00 am - 12:00 pm CST

Data is generated faster than ever, and the magnitude of this reality is amplified during catastrophic events. The recent Los Angeles wildfires and other natural disasters bring to light the daunting challenge of managing an...more

NAVEX

NAVEX R&C Benchmark Finding: The Lingering Impact of COVID-19

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The COVID-19 pandemic caused significant global disruption, not only for people’s livelihoods but also for corporations who have had to find ways to adapt to the pandemic aftereffects and a changed way of working. Remote and...more

Foley Hoag LLP

SEC Office of Compliance Inspections and Examinations Issues COVID-19 Risk Alert to Broker-Dealers and Investment Advisers

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On August 12, 2020, the SEC Office of Compliance Inspections and Examinations (OCIE) published a Risk Alert that identifies potential issues related to the COVID-19 pandemic for SEC-registered investment advisers and...more

Akin Gump Strauss Hauer & Feld LLP

SEC Risk Alert Highlights on COVID-19-Related Compliance Risks and Considerations for Investment Advisers and Broker-Dealers

- The OCIE of the SEC highlights that responses to COVID-19 present important regulatory and compliance issues for SEC registrants, including “heightened risks of misconduct” tied to recent market volatility. - The Risk...more

NAVEX

6 Tips to Go From Disaster Recovery to Business Continuity Planning

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Most organizations weren’t prepared to maintain the continuity of their business during a pandemic. So when COVID-19 hit, the most companies could do was dust off their disaster recovery plans, and react to the past while...more

Hogan Lovells

Containing the corruption and fraud virus

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COVID-19 is changing the nature of corruption and fraud. The risks they bring are mutating, and the pandemic is drastically altering the way such risks are detected and mitigated. ...more

Clark Hill PLC

Business Agility for the New Normal

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Major disruptions caused by unexpected changes in business conditions can hit at any time and with little warning. Simply having a business continuity plan is not sufficient, particularly if it has not been completed,...more

NAVEX

After COVID-19, Where Was the Board?

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COVID-19 is testing every part of a corporation and its business continuity planning. And the very top of the organization — namely, the board of directors — is no exception. What are the board’s responsibilities during...more

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