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Business Operations Compliance Ethics

Thomas Fox - Compliance Evangelist

Upping Your Game: Episode 3 - Embedded Compliance: From Gatekeeper to Business Enabler

In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen...more

Akin Gump Strauss Hauer & Feld LLP

SEC Releases Risk Alert on EXAMS Process

Investment Advisers: Assessing Risks, Scoping Examinations, and Requesting Documents* I. Introduction - The SEC-registered investment adviser (“adviser”) population is large and diverse, ranging from global asset managers...more

Thomas Fox - Compliance Evangelist

Operationalizing Compliance With 10 Questions for HR

Operationalizing compliance is the crucial step in creating an effective compliance program within an organization. It involves cascading compliance goals to all levels of the organization and fostering a culture of...more

American Conference Institute (ACI)

Leveraging Ethical AI for Effective Compliance

Artificial Intelligence (AI) can be a powerful tool to help data leaders make more informed decisions that improve business outcomes and drive growth, but if not designed correctly it can quickly become a bane for legal and...more

Smith Anderson

Key Regulatory Considerations for Direct Pay and Concierge Models in Family Medicine

Smith Anderson on

As the health care industry continues to evolve at a rapid pace, many family physicians are exploring innovative practice models, including concierge and direct pay care. These models have gained traction in primary care in...more

NAVEX

ESG Compliance Training: Are You More Prepared Than You Think?

NAVEX on

Environmental, social and governance, more commonly referred to by its acronym ESG, is an umbrella term spanning many corporate activities. Notable ESG tasks or care-abouts include reporting, data gathering and efforts around...more

Society of Corporate Compliance and Ethics...

[Virtual Event] 2020 Effectively Managing Your Relationship with the Board of Directors - December 2nd, 8:55 am - 2:00 pm CST

The latest Department of Justice compliance program guidance underscores the importance of having a board that is knowledgeable about the content and operation of the compliance program and exercises proper oversight. This...more

NAVEX

3 Ways to Boost Organizational Trust for Post-Pandemic Business Recovery

NAVEX on

Organizational trust may seem like one of the fuzzy concepts in corporate ethics and compliance, something nice to have when times are flush, but nowhere near as important as the command-and-control that companies must have...more

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