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Mitratech Holdings, Inc

[Webinar] Strategic AI Governance: Implementing Effective Controls in Financial Services - March 5th, 10:00 am EST

As AI continues to transform financial services, organizations must establish strong governance frameworks to manage risks while fostering innovation. AI is transforming every function—Legal, Compliance, Finance, IT,...more

Thomas Fox - Compliance Evangelist

Enterprise Risk Assessment: Essential Strategies for Compliance Professionals

An Enterprise Risk Assessment is fundamental to managing an organization’s strategic and operational landscapes. For compliance professionals, navigating the intricate world of risk can be particularly complex yet crucial. It...more

American Conference Institute (ACI)

Operationalizing the Revised ‘Evaluation of Corporate Compliance Programs’

While the U.S. Department of Justice’s Criminal Division published its fourth version of its “Evaluation of Corporate Compliance Programs (ECCP)” guidance more than six months ago now, the insights that in-house counsel and...more

The Volkov Law Group

Episode 285 -- The Importance of a Consequence Management System

The Volkov Law Group on

The Department of Justice has laid down a marker – companies would be smart to understand the significant change in ethics and compliance program expectation.  Companies that ignore this new landscape are gambling with their...more

NAVEX

ESG Compliance Training: Are You More Prepared Than You Think?

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Environmental, social and governance, more commonly referred to by its acronym ESG, is an umbrella term spanning many corporate activities. Notable ESG tasks or care-abouts include reporting, data gathering and efforts around...more

The Volkov Law Group

Building the Bridge(s) Between Compliance and Business

The Volkov Law Group on

The success of a compliance program depends on a number of factors.  Perhaps one of the most important factors is the strength of the relationship between compliance professionals and business.  Compliance depends on business...more

NAVEX

What Compliance Needs to Know About IRM

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I'm often asked, "How did you go from submarining into integrated risk management and compliance space?" I know most risk majors come from either a direct risk management background or an IT security background or...more

NAVEX

From Compliance to Risk Management to Better Performance

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For some time now, we’ve been saying on this blog that strong corporate compliance goes hand-in-glove with strong enterprise risk management. The former is often a subset of the latter, and the latter is crucial for a...more

NAVEX

How Compliance Should Work With Business Operations: The First Line of Defense

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Compliance officers often struggle to develop the right working relationship between themselves and executives in the business operations — executives who, as best practices have told us for years, are supposed to “own the...more

NAVEX

3 Coronavirus Compliance Tips From the SEC

NAVEX on

The coronavirus crisis is far from over, and compliance professionals still need every scrap of guidance that regulators can provide about how to run compliance programs in these difficult times. So when the Securities and...more

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