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Canada › Accelerated Filers › Securities and Exchange Commission (SEC)

Troutman Pepper Locke

Foreign Private Issuers: Have You Assessed Your Status Under US Securities Laws? (UPDATED)

Troutman Pepper Locke on

For foreign private issuers registered with the U.S. Securities and Exchange Commission (SEC), there are several filing statuses that affect the content of various disclosures that must be made public. Foreign private issuers...more

Dorsey & Whitney LLP

SEC Proposes to Greatly Expand Exemption from SOX 404 Auditor Attestation Requirement

Dorsey & Whitney LLP on

The SEC has proposed revisions to the definition of an “accelerated filer” that would exempt most companies that have both a public float of common equity of less than $700 million and annual revenues of less than $100...more

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