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Canadian Securities Administration Alberta Securities Commission

Blake, Cassels & Graydon LLP

L’Alberta Securities Commission publie son Corporate Finance Disclosure Report pour 2024

Chaque année, l’Alberta Securities Commission (l’« ASC ») publie son Corporate Finance Disclosure Report, qui contient des renseignements importants sur certains éléments examinés par l’ASC ainsi que des indications pratiques...more

Davies Ward Phillips & Vineberg LLP

The SEC Amends Beneficial Ownership Reporting Rules

On October 10, 2023, the Securities and Exchange Commission (SEC) adopted final amendments to the rules that govern beneficial ownership reporting and provided guidance on the application of those rules. The SEC also...more

Bennett Jones LLP

Alberta Court of Appeal Concludes ASC Administrative Penalty Does Not Survive Bankruptcy

Bennett Jones LLP on

Regulatory obligations often conflict with bankruptcy law. It has long been considered a necessary benefit that people get a fresh start through bankruptcy. The law provides for exceptions to this principle, on the basis of...more

Bennett Jones LLP

Alberta Securities Commission Proposes New Prospectus Exemptions for Small Business: Seeks Comments

Bennett Jones LLP on

On March 25, 2021, the Alberta Securities Commission (ASC) proposed two new prospectus exemptions to promote investment opportunities for small businesses in Alberta, and is seeking written submissions with respect to the...more

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