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Capital Markets Financial Transactions

Ropes & Gray LLP

Duty-Free: The New UK Single Tax on Securities

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The replacement of the UK’s paper-based stamp duty (SD), and its electronic cousin stamp duty reserve tax (SDRT), with a unified and modernised single tax on securities transactions re-emerged this week as a Government...more

Cadwalader, Wickersham & Taft LLP

A Truly Bingeworthy Series July 2024 - Some Key Considerations When Lending to a Master-Series Fund

Master-series funds are definitely not on our desks on a daily basis; however, they do arise from time to time, and certainly as transactions are becoming more and more bespoke. Care should be taken by lenders when lending to...more

Mayer Brown

Managing Sovereign Immunity Risk on a Transaction – What Commercial Parties Need to Know

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AT A GLANCE - State involvement in commercial transactions continues to increase and remains an area of distinct legal risk for commercial parties. The nature of a state's role on any transaction may vary and its...more

Mayer Brown Free Writings + Perspectives

Ripple is Not a Tidal Wave – the SEC’s Case Against Terraform Labs Provides a Quick Counterpoint to the Recent Ripple Ruling

Just weeks after the novel securities analysis in SEC v. Ripple Labs was handed down by Judge Analisa Torres, a different judge in the Southern District of New York has distinguished the approach taken in Ripple and argued...more

Akin Gump Strauss Hauer & Feld LLP

Five Key Updates to the UAE Commercial Transactions Law and Implications for Financing Transactions

For nearly 30 years, Federal Decree Law No. 18 of 1993 relating to the commercial transactions law (the “Old CTL”) played a key role in regulating dealings between commercial counterparties in the United Arab Emirates (UAE)....more

Hogan Lovells

Brexit and Debt Capital Markets transactions – some practical perspectives

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Following the end of the Brexit transition period, debt capital markets participants may now need to consider both EU rules and the parallel UK rules for EU and UK transactions, particularly those that are cross-border. ...more

K2 Integrity

Recent U.S. Enforcement Targeting Online Broker Signals Growing Regulatory Focus on Capital Markets

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This month’s coordinated U.S. multi-agency enforcement action against online broker Interactive Brokers (IBKR) signals authorities’ ongoing concerns about anti-money laundering/combating the financing of terrorism (AML/CFT)...more

Hogan Lovells

Gesetzesentwurf zur Einführung von Eletronischen Wertpapieren

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Nachdem das Bundesministerium der Justiz und für Verbraucherschutz und das Bundesministerium der Finanzen mit dem Diskussionspapier "Eckpunkte für die regulatorische Behandlung von elektronischen Wertpapieren und...more

Hogan Lovells

Draft Law on the introduction of Electronic Securities

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After the Federal Ministry of Justice and Consumer Protection and the Federal Ministry of Finance announced the introduction of electronic securities with the “Key-issues paper on the regulatory treatment of electronic...more

Hogan Lovells

Hong Kong Corporate Insights | May 2020

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Hong Kong Exchanges and Clearing Limited (HKEx) signs agreement with MSCI Inc. (MSCI) to license indexes to launch Asia and Emerging Markets futures and options contracts ...more

Mayer Brown

Capital Markets Tax Quarterly - January 2020

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On December 16, 2019, the IRS released Notice 2020-2 (the “Notice”), which further extends the phase-in of regulations under Section 871(m) of the Code3 (the “Regulations”)4 and related provisions. Section 871(m) and its...more

Hogan Lovells

Roadmap of a Listing in London - Equity Capital Markets

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Hogan Lovells has prepared a roadmap of the key issues to consider when planning your listing in London. ...more

Hogan Lovells

Brexit and your prospectuses

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The events surrounding the Brexit negotiations continue to be in a state of flux - but we do have some clarity around the status of the Prospectus Regulation in the UK whatever the outcome of the UK Government's negotiations...more

Moore & Van Allen PLLC

Law of Astana International Financial Centre

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Kazakhstan has sought to position itself as the “Dubai of Central Asia” since the advent of the so-called “Dubai model” over a decade ago, with its capital Astana figuring as a global financial hub connecting Western Europe...more

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