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Capital Markets › Securities Act › Disclosure Requirements

Akin Gump Strauss Hauer & Feld LLP

SEC Staff Provides Guidance on Private Offerings to Accredited Investors That Permit General Solicitation and Other Exemptions

Akin Gump Strauss Hauer & Feld LLP on

On March 12, 2025, the U.S. Securities and Exchange Commission (SEC)’s Division of Corporation Finance (SEC Staff) published new and revised Compliance and Disclosure Interpretations (C&DIs) regarding private offering...more

Stikeman Elliott LLP

Selective Disclosure in the “Necessary Course of Business”: New Guidance from Ontario’s Capital Markets Tribunal

Stikeman Elliott LLP on

In Kraft (Re), 2023 ONCMT 36 (“Kraft”), a recent decision of Ontario’s Capital Markets Tribunal (the “Tribunal”), the panel considered the meaning of the “necessary course of business” (“NCOB”) exception to the general...more

Mayer Brown Free Writings + Perspectives

Business Development Company Guide for Capital Markets

Mayer Brown Free Writings + Perspectives on

This guide covers all related information that a securities practitioner needs when working with a Business Development Company (BDC). It provides an overview of the industry and covers applicable securities laws and...more

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