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Capital Raising Securities and Exchange Commission (SEC) Retail Investors

Alston & Bird

SEC Chair Announces Intent to Increase Retail Access to Private Funds

Alston & Bird on

Our Investment Funds Team discusses Securities and Exchange Commission Chair Paul Atkins’s plans to improve retail investors’ access to private funds....more

Sullivan & Worcester

SEC Publishes Sample Comments re: Stock Price Volatility

Sullivan & Worcester on

The SEC’s Division of Corporation Finance published an "illustrative letter" with sample comments that it may issue to companies seeking to raise capital in securities offerings amid market and price volatility. These will...more

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