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Capital Requirements European Union European Undertakings for Collective Investment in Transferable Securities

A&O Shearman

EBA publishes report on direct provision of banking services from third countries under CRD VI

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The European Banking Authority (EBA) has published its report under Article 21c(6) of the Capital Requirements Directive VI on whether to amend the provisions governing the direct provision of core banking services from third...more

BCLP

Investment Firms: A new prudential framework

BCLP on

What is it? The EU has finalised and issued a new framework for the prudential regulation of investment firms. It will set new classification for investment firms that will in turn determine which of the new capital...more

A&O Shearman

European Banking Authority Proposes Draft Guidelines on the Exposures to be Associated With High Risk

A&O Shearman on

The European Banking Authority has launched a consultation on draft Guidelines on certain types of exposures and the circumstances in which they can be categorized as being associated with high risk for regulatory capital...more

Orrick, Herrington & Sutcliffe LLP

EBA launches harmonisation of European covered bonds rules

On 20 December 2016, the European Banking Authority (the "EBA") published the final version of a report entitled "EBA Report on Covered Bonds - Recommendations on Harmonisation of Covered Bond Frameworks in the EU" (the...more

A&O Shearman

European Securities and Markets Authority Publishes Final Guidelines on Remuneration Practices 

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The European Securities and Markets Authority published two sets of final Guidelines on Sound Remuneration Policies under the Undertakings for Collective Investments in Transferable Securities Directive and the Alternative...more

A&O Shearman

Financial Regulatory Developments Focus - May 2016 #3

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In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

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