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Closed-End Funds Investment Opportunities Retail Investors

Alston & Bird

SEC Chair Announces Intent to Increase Retail Access to Private Funds

Alston & Bird on

Our Investment Funds Team discusses Securities and Exchange Commission Chair Paul Atkins’s plans to improve retail investors’ access to private funds....more

Stikeman Elliott LLP

International Comparative Legal Guide – Alternative Investment Funds 2023: Canada

Stikeman Elliott LLP on

1 Regulatory Framework - 1.1 What legislation governs the establishment and operation of Alternative Investment Funds? In Canada, the term “alternative investment fund” or AIF is not a term of art. Canadian...more

Herbert Smith Freehills Kramer

ICI, BlackRock, Fidelity, others urge SEC to expand retail access to private offerings

Several firms, including Investment Company Institute, BlackRock, Fidelity and Franklin, commented to the SEC concept where retail investors could gain greater exposure to growth-stage private companies through pooled...more

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