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Closed-End Funds New Guidance Securities Regulation

Alston & Bird

SEC Formalizes and Expands Guidance Increasing Retail Access to Private Funds

Alston & Bird on

Our Investment Funds Team explains the Securities and Exchange Commission new guidance that expands retail investor access to private funds by relaxing previous restrictions....more

Ropes & Gray LLP

SEC Issues New Guidance for Registered Closed-End Funds Investing in Private Funds

Ropes & Gray LLP on

As previously described in a May Ropes & Gray Alert, the SEC staff no longer requires retail closed-end funds to limit their investments in private funds – i.e., funds relying upon Sections 3(c)(1) or 3(c)(7) of the 1940 Act...more

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