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Closed-End Funds › Regulatory Requirements › Retail Investors

Eversheds Sutherland (US) LLP

SEC raises ceiling on closed-end funds’ investments in private funds

Eversheds Sutherland (US) LLP on

Recent policy initiatives and remarks from leaders of the US Securities and Exchange Commission (SEC) have created a changing landscape for retail access to the private markets. At a recent conference hosted by the Practising...more

Katten Muchin Rosenman LLP

SEC Expands the Ability of Registered Closed-End Funds to Invest in Private Funds

Katten Muchin Rosenman LLP on

Since 2002, the staff of the US Securities and Exchange Commission (SEC) consistently issued comments during the registration statement review process to closed-end funds (CEFs) registered under the Investment Company Act of...more

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