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Code of Conduct Risk Management Chief Compliance Officers

Compliance and Ethics: Ideas & Answers

The Code Behind the Culture: Peer Benchmarking on Codes and Policy Management

An organization’s code of conduct often serves as the foundation upon which other elements of the compliance program—such as employee training and communications—are built. More than just a tool for establishing baseline...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Compliance, Ethics, and Organizational Culture - August 5th, 8:00 am - 5:00 pm CT

Explore strategies for fostering a culture of compliance in your organization - Fostering a culture of ethics and compliance is critical for long-term success and reducing the risk of expensive, distracting failures. But...more

Society of Corporate Compliance and Ethics...

[Event] Regional Compliance & Ethics Conference - November 1st, Bellevue, WA

Looking for compliance education and networking in your area? SCCE’s Regional Compliance & Ethics Conferences offer convenient, local compliance education for practitioners in a variety of locations across the globe, and...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - April 8th - 11th, Newport Beach, CA

One of SCCE’s most sought-after educational opportunities, this in-person, hands-on learning experience is designed to encourage small-group interaction and networking while teaching you how to effectively manage a compliance...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Aerospace, Defense & Government Contracting Compliance & Ethics Conference - February 21st, 8:55 am - 4:45 pm CT

Stay on top of the complexities in aerospace, defense, and government compliance - Few industries are as heavily regulated as aerospace, defense, and government contracting, and few also have such a large investment in...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - July 11th - 14th, Singapore, Singapore

Are you looking to better… - Support, enhance, and manage a compliance and ethics program? - Mitigate risk within your organization? - Understand the components of effective program infrastructure? SCCE’s Basic...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - June 20th - 23rd, Amsterdam, Netherlands

Are you looking to better… - Support, enhance, and manage a compliance and ethics program? - Mitigate risk within your organization? - Understand the components of effective program infrastructure? SCCE’s Basic...more

Health Care Compliance Association (HCCA)

Reimagining conflicts-of-interest approaches: Turning risk into reward

Compliance Today (April 2022) - Conflicts of interest—actual, potential, or even just perceived—exist at all levels within every organization. Most organizations are aware potential conflicts exist but often do not also see...more

Society of Corporate Compliance and Ethics...

[Webinar] Building and Sustaining an Effective Conduct and Ethics Program - October 19th, 12:00 pm - 1:30 pm CDT

Learning Objectives: - Setting the stage: Defining and fostering an ethical culture - Establishing the fundamentals: Implementing the building blocks of an effective program - Moving beyond the fundamentals:...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Scottsdale Regional Compliance & Ethics Conference - September 17th, 8:25 am - 4:30 pm PDT

Our Virtual Regional Compliance Conferences provide updates on the latest news in regulatory requirements, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask questions from...more

Society of Corporate Compliance and Ethics...

Susan Roberts on Creating a Compliance Program Book

Cataloguing everything your compliance program does isn’t easy, but Susan Roberts, who recently retired from full-time corporate life after serving as Chief Compliance Officer at three different companies, did just that. And...more

Society of Corporate Compliance and Ethics...

[Virtual Event] 2021 Higher Education Compliance Conference - June 14th - 16th, 9:00 am - 5:00 pm CDT

Attend SCCE’s annual conference for those who manage compliance at higher education institutions. Learn best practices and strategies, ask questions of the speakers, and share ideas with other attendees. The 2021 virtual...more

Health Care Compliance Association (HCCA)

No better time than right now to consider ethics

ethikos 34, no. 11 (November 2020) - A recent editorial in The Wall Street Journal stressed that today’s consumers and stakeholders are ethically minded, and companies ignore this trend at their peril. There is a wide...more

Thomas Fox - Compliance Evangelist

From the Code of Conduct to Risk Assessment to Continuous Improvement

How does your Code of Conduct inform your risk assessment and how in turn does a risk assessment inform your Code of Conduct training? I recently visited with Charlie Voelker, Director, Compliance Products at Skillsoft and...more

NAVEX

Coronavirus Comeback: A Framework to Manage Return-to-Work Risk

NAVEX on

The scope of business risk in the new world of work during or after the COVID pandemic is vast and still growing. The new landscape is diverse: monitoring employee conduct and productivity while working from home; managing...more

Society of Corporate Compliance and Ethics...

Compliance Perspectives: Compliance and Technology

Heidi Rudolph, Managing Director at Morae Global, has spent a great deal of time considering technology’s role, risks and rewards for compliance teams. She contributed an article...more

Foley & Lardner LLP

The Twelve Compliance Steps Every Multinational Corporation Should Undertake in Light of Recent Trump Administration Enforcement...

Foley & Lardner LLP on

Over the last month, regulators with the Trump administration sent a loud message to companies subject to U.S. jurisdiction: Enforcement of laws governing international activities is alive and well and the laws will continue...more

Thomas Fox - Compliance Evangelist

Convergence of Cultural Styles to Move the Needle Forward

I continue my exploration of how to change the culture in an organization based upon a series of articles in the most recent edition of the Harvard Business Review (HBR) by Boris Groysberg, Jeremiah Lee, Jesse Price and J....more

NAVEX

[Webinar] Legal Insights Into Ethics & Compliance - December 5th, 10:00am PT

NAVEX on

Join this free webinar to get unique insights and benchmarks for compliance programs from the eyes of legal professionals. You’ll hear how legal departments view compliance training, third-party risk management and policy and...more

Thomas Fox - Compliance Evangelist

The 10 Hallmarks of an Effective Compliance Program: Still the Foundation

The joint Department of Justice (DOJ) and Securities and Exchange Commission (SEC) 2012 FCPA Guidance came out five years ago this month. As a commentator focusing on the doing of compliance, we should pause to once again...more

The Volkov Law Group

Lawyers Can Be A Positive Force for Compliance

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Lawyers get a bad rap, and I am not just referring to all the lawyer jokes we have heard numerous times. Lawyers get a bad rap when it comes to compliance. Much of it is not deserved – but candidly, some of it is deserved....more

The Volkov Law Group

Wake Up and Mind Your Culture — Practical Approaches to Managing a Company’s Culture

The Volkov Law Group on

Ethical culture is the flavor of the year these days. We are seeing more postings and articles about the importance of ethical culture, and even pushing the idea of measuring and monitoring culture....more

The Volkov Law Group

Knowing Your Employees and Incident Management Systems

The Volkov Law Group on

Chief compliance officers know the importance of trust, not just as a foundation of a global company’s compliance program, but in the context of knowing what company employees are doing out in the field. CCOs will always say...more

The Volkov Law Group

Code of Conduct Training – Now What?

The Volkov Law Group on

When it comes to corporate compliance programs, change does not occur quickly. CCOs are extremely pleased with their improved delivery of code of conduct training. Across the board, companies are refining their codes of...more

The Volkov Law Group

Doing the Two-Step: Prioritizing Risks and Allocating Resources

The Volkov Law Group on

Chief compliance officers face imposing tasks on a daily basis. The tasks often look insurmountable and it is easy for CCOs to just turn away and find a more manageable set of tasks....more

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