News & Analysis as of

Collateralized Loan Obligations Investment Enforcement Actions

Orrick, Herrington & Sutcliffe LLP

Cooperation Agreements, RSAs and MNPI Risk

Two recent SEC enforcement actions illustrate how participating in ad hoc creditor groups can expose lenders to material nonpublic information (MNPI), thereby creating risks in trading. Loan market participants should avoid...more

Ballard Spahr LLP

Investment Management Update - October 2015

Ballard Spahr LLP on

Below is a summary of recent investment management developments that affect registered investment companies, private equity funds, hedge funds, investment advisers, and others in the investment management industry. Schwab...more

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