News & Analysis as of

Comment Period Investors Canada

Bennett Jones LLP

CSA Invites Comments on Process Refinements and an Oversight Model for a Proposed Dispute Resolution

Bennett Jones LLP on

The Canadian Securities Administrators (CSA) are asking for comments on a proposed framework to oversee an independent dispute resolution service with binding authority for resolving investor complaints. The authority is...more

Bennett Jones LLP

CSA Proposes a Modernized National Filing System for Reporting Issuers

Bennett Jones LLP on

On May 2, 2019, the Canadian Securities Administrators (CSA) announced that it is seeking comments in respect of a proposed streamlined and integrated national information and filing system for capital market participants...more

Blake, Cassels & Graydon LLP

CSA Publishes Reforms to Enhance Client-Registrant Relationship and Policy on Embedded Commissions

The Canadian Securities Administrators (CSA) recently released two highly anticipated notices related to CSA’s investor protection initiatives. The proposals are the result of a lengthy consultation process and aim to better...more

Blake, Cassels & Graydon LLP

Canadian Securities Administrators Seek to Reduce Regulatory Burdens for Reporting Issuers

As part of their ongoing efforts to balance investor protection through sufficient disclosure with efficiency in the capital markets, the Canadian Securities Administrators (CSA) have identified potential areas of securities...more

4 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide