News & Analysis as of

Compliance Management Systems

DLA Piper

Cadence Case Signals DOJ and BIS Priorities in Export Control Compliance

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Cadence Design Systems Inc. (Cadence) simultaneously resolved criminal charges brought by the Department of Justice’s (DOJ) National Security Division (NSD) and the United States Attorney for the Northern District of...more

Friling Law

Legal Guidance for Financial Integrity and Whistleblower Protection

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Over the past few years, whistleblowers have become a driving force in uncovering financial misconduct in the U.S. Individuals may report illicit financial activity, including money laundering, sanctions evasion, fraud, and...more

Ropes & Gray LLP

[Podcast] Culture & Compliance Chronicles: Stories, Strategies & Lessons Learned from Season One

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On this retrospective episode of the Culture & Compliance Chronicles, Amanda Raad and Nitish Upadhyaya from Ropes & Gray’s Insights Lab, and Richard Bistrong of Front-Line Anti-Bribery, reflect on the key themes and insights...more

B2Gnow

The Compliance Advantage: Unlocking Success in Airport Infrastructure

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The horizon for airport development is brighter than ever, fueled by substantial investments from the federal, state, and local governments. From ambitious terminal upgrades to crucial runway extensions and improved ground...more

Procopio, Cory, Hargreaves & Savitch LLP

How Startups Can Comply With Ever-Changing Privacy Laws

Startups face many challenges in complying with ever-changing state and federal privacy laws. Procopio Partner and Privacy Officer Elaine Harwell walks startup founders and executives on how to navigate privacy laws and build...more

GeoDataVision

Importance of Compliance Management in times of transition

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Dean and Len highlight why strong, proactive compliance management is crucial for financial institutions facing regulatory change and emerging risks....more

NAVEX

Why Regulatory Compliance in Australia is More Than Just a Checkbox

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GRC compliance is critical for any business operating in Australia. Whether your business is a startup, multinational, or somewhere in between, staying on top of your legal obligations is the difference between building trust...more

Compliance and Ethics: Ideas & Answers

Sony’s practical example of how to measure your program

Is your compliance program working?  Measurement is one of the challenges everyone in our field faces. A few years ago, in the monthly interview article in SCCE’s Compliance & Ethics Professional magazine, Adam Turteltaub...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Compliance in Smaller Organizations - July 31st, 8:00 am - 5:00 pm CT

Are you tasked with compliance management on a small team or for a smaller organization? Compliance professionals who manage programs for smaller organizations or with limited teams can face unique, sometimes daunting,...more

Health Care Compliance Association (HCCA)

[Event] Healthcare Basic Compliance Academy - July 21st - 24th, Nashville, TN

Grounded in the OIG’s General Compliance Program Guidance and DOJ’s Evaluation of Corporate Compliance Programs, our immersive, three-and-a-half-day, classroom-style Healthcare Basic Compliance Academy equips compliance...more

Society of Corporate Compliance and Ethics...

[Hybrid Event] 24th Annual Compliance & Ethics Institute - September 14th - 17th, Nashville, TN

Be part of SCCE’s largest compliance conference of the year and come away with the insights, inspiration, and information you need to drive compliance success - Each year, compliance and ethics professionals from around...more

Seyfarth Shaw LLP

Six Essential Tips for Foreign Military Sales Compliance for Government Contracts

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In celebration of the release of the 6th edition of the Government Contracts Compliance Handbook, we are excited to share six essential tips for ensuring compliance in government contracts in support of Foreign Military Sales...more

Thomas Fox - Compliance Evangelist

FCPA Compliance Report: From Compliance to Commercial Value: Removing Friction with AI

Welcome to the award-winning FCPA Compliance Report, the longest-running compliance podcast. In this episode, Tom welcomes back Jag Lamba, CEO at Certa, to discuss the use of GenAI in compliance tools. Lamba advocates for...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - July 7th - 10th, Singapore, Singapore

Ideal for practitioners who want to build strong foundational knowledge of compliance program management and how to apply that knowledge in practice. Attendees will come away better prepared to support, enhance, and manage a...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - June 23rd - 26th, Brussels, Belgium

Ideal for practitioners who want to build strong foundational knowledge of compliance program management and how to apply that knowledge in practice. Attendees will come away better prepared to support, enhance, and manage a...more

Health Care Compliance Association (HCCA)

[Event] Healthcare Basic Compliance Academy - June 9th - 12th, Pittsburgh, PA

Ideal for practitioners who want to build strong foundational knowledge of compliance program management in a healthcare setting and how to apply that knowledge in practice. Attendees will come away better prepared to...more

Hogan Lovells

The Financial Gatekeepers: The new role of financial institutions in upholding financial sanctions

Hogan Lovells on

The long-awaited EU anti-money laundering ("AML") Package came into force in July 2024 and will begin to apply directly to firms in scope ("obliged entities") from 10 July 2027. Regulation (EU) 2024/1624 (the “AML...more

Thomas Fox - Compliance Evangelist

Compliance Tip of the Day: Key Lessons in Transforming Compliance with AI

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more

Jones Day

Time to Report: UK Releases Updated Guidance on Modern Slavery Act Compliance

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The UK Home Office has released revised statutory guidance to support businesses in meeting their obligations under Section 54 of the Modern Slavery Act 2015, which requires organizations operating in the UK with annual...more

Pagefreezer

HIPAA Regulations & Business Associate Agreements In The Age Of Digital Collaboration

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The healthcare industry has come up against unprecedented pressure in recent years. Digital transformation has had a significant role to play when it comes to creating the efficiency needed to deal with the challenges of a...more

Thomas Fox - Compliance Evangelist

Compliance Tip of the Day: Enhancing Compliance Team Effectiveness

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - April 28th - May 1st, Las Vegas, NV

Ideal for practitioners who want to build strong foundational knowledge of compliance program management and how to apply that knowledge in practice. Attendees will come away better prepared to support, enhance, and manage a...more

Husch Blackwell LLP

Deadline Ahead: NYDFS Compliance Notifications are due by April 15

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Businesses that are subject to the NYDFS Cybersecurity Regulations have four weeks left to submit their annual notices of compliance or acknowledge their noncompliance. When the regulations were amended in 2023, several of...more

Health Care Compliance Association (HCCA)

[Event] Healthcare Basic Compliance Academy - March 24th - 27th, Chicago, IL

Ideal for practitioners who want to build strong foundational knowledge of compliance program management in a healthcare setting and how to apply that knowledge in practice. Attendees will come away better prepared to...more

Pagefreezer

The Major Microsoft Teams Challenge Stumping Legal & Compliance Teams

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Since 2019, the number of users on Microsoft Teams has risen 1500%, from a modest 20 million users in the pre-pandemic year (2019) to over 320 million users in 2024. Microsoft's collaboration platform is now the default...more

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