AI Today in 5: August 6, 2025, The Rethinking Compliance Episode
Compliance Tip of the Day: AI, Continuous Monitoring and Compliance
Great Woman in Compliance: The Power of Vulnerability with Cricket Snyder
Compliance Tip of the Day: Strategies for Embedding Compliance into your Organization
Sunday Book Review: July 27, 2025, The Best Books on Economics Edition
Compliance Tip of the Day: Crowd Sourcing Risk Intelligence
Compliance Tip of the Day: Compliance Responses to Design Intelligence
Great Women in Compliance: The Compliance Influencer with Bettina Palazzo
Sanctions Compliance Failures: Lessons from Harman International and Interactive Brokers
How Startups Can Comply With Ever-Changing Privacy Laws
Importance of Compliance Management in times of transition
FCPA Compliance Report: From Compliance to Commercial Value: Removing Friction with AI
Compliance Tip of the Day: Key Lessons in Transforming Compliance with AI
Compliance Tip of the Day: Enhancing Compliance Team Effectiveness
Testing Your Compliance Program
Regulatory vs. Business Compliance
Ep. 3 - The Art of Parallel Investigations (Part 2)
Episode 342 -- How to Conduct an Internal Compliance Site Visit and Review
Public-Private Partnerships
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Cadence Design Systems Inc. (Cadence) simultaneously resolved criminal charges brought by the Department of Justice’s (DOJ) National Security Division (NSD) and the United States Attorney for the Northern District of...more
Assistant Attorney General Kenneth A. Polite, Jr. Announces Changes to Department of Justice Criminal Division’s Corporate Enforcement Policy - On January 17, 2023, Assistant Attorney General for the Criminal Division...more
Frankly, this is a topic that requires more than a single blog-post. Books and podcasts can be organized around this topic with helpful ideas and guidance. In this respect, I will try to synthesize some important ideas that...more
Chief compliance officers have a lot of issues to balance on their plate. Experienced CCOs know that it is not possible to complete every objective, balance every changing risk, and continuously improve their respective...more
Late last month, Deputy Attorney General Lisa O. Monaco delivered a keynote speech at the ABA’s National Institute on White Collar Crime event in Washington, DC. Her remarks outlined observed trends in white collar crime as...more
New guidance for prosecutors from the U.S. Department of Justice (“DOJ”), Criminal Division, highlights increasing expectations that companies continuously and in real-time reassess fraud and corruption risk and adjust their...more
Let’s face it – DOJ’s revised Evaluation of Corporate Compliance Program Guidance reflects an attempt (although an important one) by DOJ’s leadership to catch up with the compliance industry....more
In a recent update to its internal guidance, the UK Serious Fraud Office provides insight into the general approach its investigators may take for evaluating organizations’ compliance programs—an approach similar to that of...more
As companies move forward on third-party risk management programs, and as automated third-party risk solutions are being implemented, compliance professionals have to re-examine and re-balance the allocation of resources and...more
The path of the compliance profession has been remarkable. Recently, I have seen a number of tweets and postings from compliance thought leaders touting the accomplishments of compliance and the transformation of the...more
As everyone knows, I am an eternal optimist. Being a cynic always leads to negative energy and results. As a former federal prosecutor, I am deeply committed to the idea of doing the right thing....more
Yesterday, I considered five Department of Justice (DOJ) Foreign Corrupt Practices Act (FCPA) enforcement actions. Today, I want to look at key FCPA enforcement actions by the Securities and Exchange Commission (SEC)....more