AI Today in 5: August 6, 2025, The Rethinking Compliance Episode
Compliance Tip of the Day: AI, Continuous Monitoring and Compliance
Great Woman in Compliance: The Power of Vulnerability with Cricket Snyder
Compliance Tip of the Day: Strategies for Embedding Compliance into your Organization
Sunday Book Review: July 27, 2025, The Best Books on Economics Edition
Compliance Tip of the Day: Crowd Sourcing Risk Intelligence
Compliance Tip of the Day: Compliance Responses to Design Intelligence
Great Women in Compliance: The Compliance Influencer with Bettina Palazzo
Sanctions Compliance Failures: Lessons from Harman International and Interactive Brokers
How Startups Can Comply With Ever-Changing Privacy Laws
Importance of Compliance Management in times of transition
Compliance Tip of the Day: Assessing Internal Controls in International Operations
FCPA Compliance Report: From Compliance to Commercial Value: Removing Friction with AI
Compliance Tip of the Day: Key Lessons in Transforming Compliance with AI
Compliance Tip of the Day: Enhancing Compliance Team Effectiveness
Testing Your Compliance Program
Regulatory vs. Business Compliance
Ep. 3 - The Art of Parallel Investigations (Part 2)
Episode 342 -- How to Conduct an Internal Compliance Site Visit and Review
Public-Private Partnerships
This GWIC episode features a “Great Gentleman in Compliance,” Jonathan Aronie, a leading expert in government investigations and organizational integrity at Sheppard Mullin. Jonathan joins GWIC co-host Hemma Lomax to discuss...more
Is your compliance program working? Measurement is one of the challenges everyone in our field faces. A few years ago, in the monthly interview article in SCCE’s Compliance & Ethics Professional magazine, Adam Turteltaub...more
The 2024 ECCP demands data-backed evidence of a genuine, embedded compliance culture. The DOJ’s stance is clear: a company’s commitment to compliance is only credible if it’s supported by data that reflects employee...more
On Monday, Principal Deputy Assistant Attorney General Nicole M. Argentieri spoke at the Society of Corporate Compliance and Ethics 23rd Annual Compliance & Ethics Institute. ( A copy of her remarks can be found here.) She...more
Why should you audit your culture? In doing so, a compliance professional can utilize a comprehensive approach designed to evaluate various aspects of a company’s culture, including ethics, engagement, accountability, and...more
No Longer Just a Matter of Paying the Fine and Moving On. Corporate settlement agreements used to be straightforward—pay the penalty and move on. Now, these resolutions rival complex business transactions, including...more
The Justice Department is now taking on the role of marriage counselor. Not with individual couples, but with a critical corporate relationship – ethics and compliance and human resources. Normally, compliance and HR is a...more
The Justice Department continues to push on white collar corporate enforcement, and the intersection of national security sanctions and export controls with corporate criminal enforcement. Last week, Lisa Monaco, DOJ’s...more
The Monaco Memo is a watershed moment as part of DOJ’s evolution and advocacy for effective ethics and compliance programs. We have seen prior moments of significant action — DOJ’s adoption of the FCPA Guidance, DOJ’s...more
The proper balance in corporate prosecutions remains a tricky issue. On the one hand, many argue that large fines and penalties against corporations are needed to deter criminal conduct, while others contend that...more
As we enjoy the remainder of the summer and get ready to launch into a new fall season (no, not football) but a time for renewal and recommitment, this may be a good opportunity to examine and analyze your own compliance...more
On June 1, 2020, the Criminal Division of the US Department of Justice (“DOJ”) released an updated guidance document for white-collar prosecutors on the evaluation of corporate compliance programs....more
In a record year, there are bound to be numerous interesting enforcement actions and principles. I picked out a few to highlight....more
Compliance Convergence. In 2019 there were three significant releases of information by the federal government which directly impacted compliance professionals. Two came from the Department of Justice (DOJ) and one came from...more
Today at the Ethics and Compliance Initiative (ECI) Impact 2019 Conference, Assistant Attorney General Brian Benczkowski delivered the afternoon Keynote Address. He gave some significant comments around the corporate...more