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Compliance Monitoring Risk Management Corporate Misconduct

Thomas Fox - Compliance Evangelist

Daily Compliance News: August 6, 2025, The Spanking Banks Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more

Troutman Pepper Locke

DOJ’s Latest Compliance Monitor Policy Update Aims to Keep Scope and Costs in Check

Troutman Pepper Locke on

On May 12, the DOJ Criminal Division (Division) issued a memorandum revising its policies on the imposition and selection of independent compliance monitors in connection with corporate resolutions. These changes aim to...more

Benesch

The Exception, Not the Rule: DOJ’s Updated Corporate Compliance Monitorship Guidance

Benesch on

On May 12, 2025, the United States Department of Justice’s Criminal Division published a series of memoranda outlining updated white-collar enforcement priorities. ...more

Venable LLP

DOJ Revises Its Evaluation of Corporate Compliance Policy to Consider How Companies Address Risks Posed by AI

Venable LLP on

The Department of Justice's Criminal Division is "using more tools than ever before to identify corporate misconduct and to encourage companies to be good corporate citizens," according to Nicole Argentieri, Principal Deputy...more

J.S. Held

INDEPTH FEATURE: Corporate Fraud & Corruption 2024

J.S. Held on

To what extent are boards and senior executives in your country of focus taking proactive steps to reduce incidences of fraud and corruption from surfacing within their company? Over the past several years, there has been...more

The Volkov Law Group

Corporate Culture = Talk + Action

The Volkov Law Group on

Corporate culture is all the rage now, meaning it is an often used topic to signal commitment, sensitivity to issues of employee concern, and an awareness of governance trends.  In practice, as we all know, culture is not...more

The Volkov Law Group

Compliance Program Monitoring, Testing, Audits, Assessments and Continuous Improvement (Part I of IV)

The Volkov Law Group on

Chief compliance officers have a lot of issues to balance on their plate.  Experienced CCOs know that it is not possible to complete every objective, balance every changing risk, and continuously improve their respective...more

NAVEX

DOJ: Risk Is Not Static – So Your Compliance Program Can't Be

NAVEX on

On Thursday, July 30, Brian Rabbitt, Acting Assistant Attorney General for the Criminal Division of the U.S. Department of Justice (DOJ), participated in a Q&A session with the Ethics and Compliance Initiative (ECI). During...more

The Volkov Law Group

The Future of Compliance: Re-Branding Compliance from Reactive to Proactive (Part I of III)

The Volkov Law Group on

As everyone knows, I am an eternal optimist.  Being a cynic always leads to negative energy and results.  As a former federal prosecutor, I am deeply committed to the idea of doing the right thing....more

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