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Compliance Professional Development Corporate Governance

Compliance programs typically refer to formalized institutional procedures within corporations and organizations to detect, prevent and respond to indvidual and widespread instances of regulatory violations. ... more +
Compliance programs typically refer to formalized institutional procedures within corporations and organizations to detect, prevent and respond to indvidual and widespread instances of regulatory violations.  In response to many corporate scandals evidencing rampant unethical business practices, many nations, including the United States, began passing strict regulatory frameworks aimed at curbing these abuses. Notable pieces of legislation in this area include the U.S. Foreign Corrupt Practices Act (FCPA), Sarbanes-Oxley (SOX), and the U.K. Bribery Act, to name a few. The foregoing statutes and the severe penalties often associated with them form the basis of many modern institutional compliance programs. less -
Thomas Fox - Compliance Evangelist

Innovation in Compliance: Break the Five Lies - A Conversation with John Kormanik

Innovation comes in many areas, and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the...more

Thomas Fox - Compliance Evangelist

Great Women in Compliance – Compliance is the Floor, Ethics is the Ceiling with Ellen Hunt

In this week’s special episode of Great Women in Compliance, Hemma interviews Ellen Hunt, an ethics and compliance professional and recent recipient of the Compliance Week Lifetime Achievement in Compliance Award. Ellen...more

Thomas Fox - Compliance Evangelist

Great Women in Compliance: Exploring the Future of Compliance - Key Takeaways from Compliance Week 2025

In this episode of Great Women in Compliance, we have a very special episode. Tom Fox joins Lisa Fine, Ellen Hunt and Hemma Lomax for our annual GWIC/FCPA Compliance Report cross-post podcast. We recorded this at Compliance...more

Thomas Fox - Compliance Evangelist

Sports and Compliance: All Things Dodgers

Welcome to Season 2 of Sports and Compliance. For the longest time, Tom Fox has wanted to have a podcast on the intersection of Sports and the World of Compliance and Ethics, both for those stories as they play out on the...more

Thomas Fox - Compliance Evangelist

Culture Crafters: Exploring Accountability and Culture in Corporate Leadership

It is always interesting when the regulators catch up to the business world. That is what has happened around corporate culture. The Department of Justice is now assessing corporate culture for any company under...more

Thomas Fox - Compliance Evangelist

Great Women in Compliance: Stop, Collaborate, & Listen with Kristy Grant-Hart

In this episode of Great Women in Compliance, GWIC co-host Hemma Lomax sits down with compliance expert Kristy Grant-Hart, author of How to Be a Wildly Effective Compliance Officer. Kristy discusses the recent acquisition of...more

Dentons

Ep. 44 – Three Ways to Reenergize Your Compliance Programming for 2025

Dentons on

As we start a new year, January is a great time to plan ways to refresh your compliance programming for the upcoming year. Compliance training and activities can become stale. They often take a backseat to the day-to-day...more

Thomas Fox - Compliance Evangelist

Improving Corporate Culture Through Podcasting

Podcasting has become increasingly popular over the past decade, providing businesses with a new and innovative way to communicate with their audience. In simple terms, podcasting is the creation and distribution of audio...more

Thomas Fox - Compliance Evangelist

Concert for Bangladesh and Gender Diversity at the Board

I found the questions that SSGA has laid out as a practical way to think through the gender diversity issue but also a wider variety of topics. For instance, in the area of compliance expertise on the Board, as required under...more

Thomas Fox - Compliance Evangelist

From the Mummy’s Tomb to the Mummy’s Ghost to Professional Development

Too often your learning goals suffer because you are too busy or too tired to even think about it. Or because you have no time and have other obligations. Yet there is no job, particularly the compliance profession, in which...more

The Volkov Law Group

CCOs Need To Adopt Their Own Code of Conduct

The Volkov Law Group on

As CCOs become a key player in the corporate governance world, ethics and compliance leaders are developing principles to be used by compliance pofessionals. It is a natural process that reflects the growing...more

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