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Compliance Risk Mitigation Artificial Intelligence

Compliance programs typically refer to formalized institutional procedures within corporations and organizations to detect, prevent and respond to indvidual and widespread instances of regulatory violations. ... more +
Compliance programs typically refer to formalized institutional procedures within corporations and organizations to detect, prevent and respond to indvidual and widespread instances of regulatory violations.  In response to many corporate scandals evidencing rampant unethical business practices, many nations, including the United States, began passing strict regulatory frameworks aimed at curbing these abuses. Notable pieces of legislation in this area include the U.S. Foreign Corrupt Practices Act (FCPA), Sarbanes-Oxley (SOX), and the U.K. Bribery Act, to name a few. The foregoing statutes and the severe penalties often associated with them form the basis of many modern institutional compliance programs. less -
EDRM - Electronic Discovery Reference Model

Navigating AI’s Twin Perils: The Rise of the Risk-Mitigation Officer

Generative AI is not just disrupting industries—it is redefining what it means to trust, govern, and be accountable in the digital age. At the forefront of this evolution stands a new, critical line of employment: AI...more

King & Spalding

No ‘Stop the Clock’ For the EU AI Act (and a belated General-Purpose AI Code of Practice): What Does This Mean to You?

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The European Commission received the final version of the General-Purpose AI (GPAI) Code of Practice on July 10, 2025. The GPAI is a voluntary framework intended to guide how providers of large AI models comply with the...more

Mitratech Holdings, Inc

The 2025 TPRM Study: Key Findings and Recommendations

The 2025 Mitratech Third-Party Risk Management (TPRM) Study conveys a clear message: the third-party risk landscape is evolving into a complex, interconnected ecosystem — one where every vendor, supplier, and partner plays a...more

Stikeman Elliott LLP

Five Things to Consider When Designing an AI Governance Program

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Although Artificial intelligence (“AI”) has been a matter of intense public interest for several years, few substantive laws regulate its use. Reasons for this include a lack of clarity about the scope of what needs to be...more

IR Global

Diversifying to boost financial resilience

IR Global on

Q1: How can proactive risk management strategies help businesses navigate regulatory and economic uncertainties? The last few years have offered some, often difficult, lessons to many businesses who found themselves...more

Mitratech Holdings, Inc

How AI is Transforming Immigration Law and Case Management

The immigration law world moves fast, professionals face constant pressure to manage complex cases, track regulations, and deliver accurate results under tight deadlines....more

StoneTurn

Preparing for the AI Agent Revolution: Navigating the Legal and Compliance Challenges of Autonomous Decision-Makers

StoneTurn on

The rise of AI agents—autonomous decision-making systems—is set to revolutionize business operations by significantly expanding the role of AI beyond generative models like ChatGPT. Unlike traditional AI tools, agentic AI can...more

Ropes & Gray LLP

[Podcast] Culture & Compliance Chronicles: How Cultural Understanding Empowers Compliance with Tal Freilich

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On this episode of Culture & Compliance Chronicles, Nitish Upadhyaya from Ropes & Gray’s Insights Lab and Richard Bistrong of Front-Line Anti-Bribery, are joined by Tal Freilich, the vice president of group governance, risk...more

NAVEX

Here Comes Compliance with the EU AI Act

NAVEX on

Artificial intelligence reached another milestone at the start of February, this one particularly relevant for corporate compliance officers: on February 2, 2025, the first five articles of the EU AI Act went into effect....more

The Volkov Law Group

Embracing Generative AI — The Current Risk Profile (Part II of II)

The Volkov Law Group on

When evaluating AI risks, legal, ethics and compliance professionals need to divide the question into two — first, what are risks from legal, ethics and compliance internal use of AI? and second, what are business risks from...more

Pierce Atwood LLP

AI Tools on Trial: Emerging Litigation Trends Impacting AI-Powered Technologies

Pierce Atwood LLP on

With the increase in AI-related litigation and regulatory action, it is critical for companies to monitor the AI technology landscape and think proactively about how to minimize risk. To help companies navigate these...more

American Conference Institute (ACI)

[Event] Advanced Forum on Global Export Controls - February 25th - 26th, Arlington, VA

Looking for something more advanced than your average export controls conference? Go beyond the basics at ACI’s 2nd Annual Advanced Forum on Global Export Controls. This premier event offers cutting-edge insights and...more

Mintz - Antitrust Viewpoints

FTC Blog Outlines Factors for Companies to Consider About AI — AI: The Washington Report

The FTC staff recently published a blog post outlining four factors for companies to consider when developing or deploying AI products to avoid running afoul of the nation’s consumer protection laws. The blog post does...more

Ankura

Beyond Reactive Methods: Leveraging AI for Comprehensive Email Risk Monitoring

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In today’s fast-paced digital landscape, organizations face a wide array of risks, including Financial Risk, Operational Risk, Cybersecurity Risk, Compliance Risk, Reputational Risk, and Fraud Risk, all of which require...more

Pillsbury Winthrop Shaw Pittman LLP

Key Areas to Consider Under the Updated Antitrust Division Corporate Compliance Guidelines

The revised Antitrust Compliance Guidelines expand their scope and provide critical insight into how the Department of Justice (DOJ) evaluates compliance programs—not only as tools to address criminal antitrust violations but...more

HaystackID

Rising HSR Transactions Highlight M&A Recovery and Emerging Challenges

HaystackID on

The intersection of economic indicators and Hart-Scott-Rodino (HSR) transaction trends provides a detailed view of the evolving mergers and acquisitions (M&A) environment. These insights are essential for professionals...more

Ankura

The Impact of DPDPA on Corporate Disputes

Ankura on

The Digital Personal Data Protection Act (DPDPA) is a landmark piece of legislation that has reshaped the regulatory environment for data privacy in India. With its stringent requirements, the DPDPA presents new challenges...more

K&L Gates LLP

AI and Your Obligations as an Australian Financial Services Licensee

K&L Gates LLP on

On 29 October 2024, the Australian Securities and Investments Commission (ASIC) published REP 798 Beware the gap: Governance arrangements in the face of AI innovation. This report details ASIC's findings from a review of how...more

DLA Piper

EU AI Office Publishes a First Draft of the General-Purpose AI Code of Practice

DLA Piper on

On November 14, 2024, the EU AI Office published a first draft of the General-Purpose AI Code of Practice (draft Code), the first of four drafting rounds that will conclude in April 2025....more

NAVEX

Compliance Considerations for Mitigating AI Risks

NAVEX on

Recent revisions made to the Criminal Division’s “ Evaluation of Corporate Compliance Programs (ECCP)” guidance highlight, among other things, risks created by artificial intelligence (AI). Thus, it would be prudent for...more

K2 Integrity

Benefits Of Using AI In Construction

K2 Integrity on

On 30 October 2024, K2 Integrity hosted a webinar focused on the integration of AI in construction, outlining practical applications, implementation considerations, and future trends. The conversation included Bradley...more

Holland & Knight LLP

White House Memo on U.S. Leadership in AI Signals Opportunities for Government Contractors

Holland & Knight LLP on

The Biden Administration on Oct. 24, 2024, issued a memorandum, "Advancing the United States' Leadership in Artificial Intelligence; Harnessing Artificial Intelligence to Fulfill National Security Objectives; and Fostering...more

Holland & Knight LLP

New DOJ Compliance Program Guidance Addresses AI Risks, Use of Data Analytics

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The Criminal Division of the U.S. Department of Justice (DOJ) recently updated its Evaluation of Corporate Compliance Programs (ECCP) policy document, which prosecutors rely on to evaluate the effectiveness of compliance...more

Morris, Manning & Martin, LLP

Legal Issues Around AI Are Real. And Complex.

Last week I had the pleasure of sitting down and discussing the legal implications of AI with a group of General Counsels. This group of GCs represented companies from the Fortune 100 all the way to mid-size enterprises. That...more

Guidepost Solutions LLC

DOJ Has Issued New Compliance Guidance. Now What?

On September 23, 2024, the U.S. Department of Justice (“DOJ”) released updates to its Evaluation of Corporate Compliance Programs (“ECCP”) guidance. In a move that surprised no one (especially if companies have been reading...more

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