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Confidential Information › Policies and Procedures › Enforcement Actions

Paul Hastings LLP

NFL Draft Provides Wake-Up Call on Protecting Confidential Information While Working Remotely

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Last week’s NFL draft highlighted more than the accomplishments of athletes at the combine or on the field. While there was extensive coverage of the merits of each player, one of the major headlines coming out of the draft...more

Seward & Kissel LLP

SEC Voluntarily Dismisses Action against Hedge Fund Manager over Safeguarding Confidential Information while Participating on...

Seward & Kissel LLP on

On April 7, 2024, the United States District Court for the District of Connecticut approved the Securities and Exchange Commission’s request to dismiss its action against a hedge fund manager for the manager’s alleged failure...more

Jones Day

CFTC Announces Insider Trading Task Force and New Insider Trading Case

Jones Day on

Commodity brokerage firms need to be vigilant as the CFTC signals increased policing and prosecution of insider trading. The Commodity Futures Trading Commission ("CFTC") filed a complaint on September 28, 2018, in the...more

Morrison & Foerster LLP

SEC Charges Broker-Dealer for Failure to Protect Against Insider Trading by Employees

Morrison & Foerster LLP on

The Securities and Exchange Commission for the first time brought charges against a broker-dealer for failure to adequately protect against insider trading by its employees. The charges stem from a broker’s use of a...more

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