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Confidential Information › Risk Management › Enforcement Actions

BCLP

Proceed at Your Own Risk: Steps to Protect Confidential Information and Public Disclosures

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Public companies regularly face challenges in protecting confidential information relating to material announcements of corporate developments as well as financial results and other events. For example, recently, the U.S....more

Paul Hastings LLP

NFL Draft Provides Wake-Up Call on Protecting Confidential Information While Working Remotely

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Last week’s NFL draft highlighted more than the accomplishments of athletes at the combine or on the field. While there was extensive coverage of the merits of each player, one of the major headlines coming out of the draft...more

BCLP

CFTC’s Annual Enforcement Results: Another Blockbuster Year

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The Commodity Futures Trading Commission ("CFTC") recently released its enforcement results for Fiscal Year 2023 ("FY 2023"), which ran from October 1, 2022, through September 30, 2023. ...more

McDermott Will & Emery

Uber Criminal Complaint Raises the Stakes for Breach Response

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On August 20, 2020, a criminal complaint was filed charging Joseph Sullivan, Uber’s former chief security officer, with obstruction of justice and misprision of a felony in connection with an alleged attempted cover-up of a...more

Harris Beach Murtha PLLC

Can Hackers be Ethical, not Evil?

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We are increasingly seeing situations in which a client’s information systems are breached by an ethical hacker. Typically, they take a screen shot or two of data to prove their accomplishment, carefully redact any...more

Ballard Spahr LLP

OIG Report Continues Criticism of CFPB Enforcement Data Security Practices

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On May 15, 2017, the Federal Reserve Office of Inspector General – which also oversees the CFPB – released a report finding deficiencies in the CFPB Office of Enforcement’s (Enforcement) processes for securing sensitive...more

King & Spalding

Our Modern Markets: SEC Enforcement Focuses On Market Structure In Response To Rapidly-Changing Equity Markets

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On Monday, November 2, 2015, Andrew Ceresney, Director of the SEC’s Division of Enforcement, gave a speech at the SIFMA Compliance & Legal Society New York Regional Seminar in which he sought to address what he views as the...more

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