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Congressional Committees Securities and Exchange Commission (SEC)

Fenwick & West LLP

New Digital Asset Regulatory Framework: Analysis of the Latest Discussion

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In a significant development for the digital asset industry, Republican lawmakers from the U.S. House Committees on Financial Services and Agriculture have released a comprehensive discussion draft of proposed legislation...more

Cozen O'Connor

Cozen Currents: The Sausage-making Process of the GOP's Big, Beautiful Bill

Cozen O'Connor on

“While the Trump administration continues to implement its executive agenda at a breakneck pace, congressional Republicans are literally forced to deal with consensus by committee to realize their legislative agenda.” —...more

Fenwick & West LLP

President’s Crypto Advisor Commits to Progressing New Reg. Framework as Congressional Working Group is Announced

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Trump Administration AI and Crypto Special Advisor David Sacks focused on stablecoin legislation and a potential crypto regulatory framework during a press conference on February 4. Sacks led the conference and was followed...more

BakerHostetler

The Weekly Hill Update - September 2024 #3

BakerHostetler on

Below is this week’s congressional update by BakerHostetler’s Federal Policy team. We’ll continue to post in weeks when both chambers of Congress are in session....more

Fenwick & West LLP

SEC's Climate Disclosure Rule Faces Yet Another Potential Challenge

Fenwick & West LLP on

On June 4, 2024, the Republican-led House Appropriations Committee released a spending bill that would, among other things, cut funding for financial services agencies, including the United States Securities and Exchange...more

BakerHostetler

Digital Assets Legislation: House Passage of FIT21 Unlikely to Carry Momentum in Senate

BakerHostetler on

Yesterday, the House passed H.R. 4763, the Financial Innovation and Technology for the 21st Century (FIT21) Act, by a vote of 279-136, including 71 votes from Democrats. The bill passed despite opposition from the White House...more

BakerHostetler

Weekly Blockchain Blog - April 2024

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Crypto Product News: BTC/ETH ETNs, Custody, Insurance, Tokenized Treasuries - The London Stock Exchange (LSE) recently published a market notice addressing applications for Bitcoin and Ether exchange traded notes (ETNs),...more

BakerHostetler

Stablecoin Pilot Launches; Crypto Fund Report Published; Senate Seeks Crypto Tax Input; Numerous Crypto Enforcement Actions...

BakerHostetler on

Company Announces Stablecoin Pilot; BIS Publishes Reports on CBDCs - According to a blog post by a major multinational software company, the company has begun a pilot project to experiment with using the USDC and EUROC...more

Mayer Brown Free Writings + Perspectives

Shareholder Proposals, Index Fund Voting, Proxy Advisors

Today, Mayer Brown’s Larry Cunningham provided testimony to the House Financial Services Committee on shareholder proposals and related issues. Read an excerpt below...more

Allen Matkins

NASAA Urges Congress To Codify M&A Broker Relief

Allen Matkins on

Last week, the North American Securities Administrators Association sent a letter to U.S. Senate and House committee leaders expressing concern that the appropriations process will "may be used to advance provisions in the...more

Morgan Lewis - All Things FinReg

Beware Congressional Oversight in FTX/Alameda Investigations

The House of Representatives and the Senate took the first steps in response to the collapse of FTX this week. The Senate Agriculture Committee has announced a hearing at which the chair of the Commodity Futures Trading...more

Paul Hastings LLP

Daily Financial Regulation Update -- Thursday, July 14, 2022

Paul Hastings LLP on

July 13, 2022- Michael Barr, President Biden's nominee for Governor and Vice Chair for Supervision at the Board of Governors of the Federal Reserve System, was confirmed by the U.S. Senate....more

Skadden, Arps, Slate, Meagher & Flom LLP

Congress Sets Sights on Financial Services, Climate Change and Big Tech

Takeaways - Large financial institutions, SPACs and consumer finance are top concerns of key congressional committees. Democrats are pressing energy and social media companies about their alleged roles in spreading...more

BCLP

Latest Twists in Long and Winding Road to Board Diversity Disclosure

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The House Committee on Financial Services met virtually on April 20, 2021 to consider legislation that, among other things, would require public companies to annually disclose the voluntarily, self-identified gender, race,...more

BCLP

Wait Continues for Any SEC Public Response to Senators’ Urgent Call for Rule 10b5-1 Plan Reform

BCLP on

The wait continues for any public response from the SEC to a recent letter from three Democratic members of the Senate Committee on Banking, Housing, and Urban Affairs, including Senator Elizabeth Warren, urging the SEC to...more

King & Spalding

Financial Services Industry Back Under Congress’ Microscope

King & Spalding on

Investigations into financial services companies are expected to heat up during the 117th Congress, with Democratic leadership already signaling interest - With a newly seated Democratic majority in both chambers, we...more

Dorsey & Whitney LLP

Nasdaq, the SEC, GOP Senators and Diversity Requirements

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Nasdaq filed a proposal with the Securities and Exchange Commission on December 1, 2020 to modify its listing standards to embrace diversity.  Specifically, the exchange proposed to require companies listed on Nasdaq Global...more

BCLP

Nasdaq Board Diversity Proposal Faces Backlash

BCLP on

Nasdaq’s recent proposal mandating board diversity faces backlash, as 12 Republican senators on the U.S. Senate Banking Committee last week urged the SEC not to approve the proposed rules, which would require all U.S....more

WilmerHale

Weekly COVID-19 Oversight & Enforcement Report - February 2021 #2

WilmerHale on

The Select Subcommittee on the Coronavirus Crisis sent letters to the White House and the Department of Health and Human Services summarizing initial results of the panel’s investigation into the previous administration’s...more

WilmerHale

Weekly COVID-19 Oversight & Enforcement Report - January 2021

WilmerHale on

Congress has been focused this past week on the aftermath of the January 6 attack on the Capitol, and the 232-197 vote to impeach President Trump for a second time, on a charge of “incitement of insurrection.” Meanwhile,...more

WilmerHale

Weekly COVID-19 Oversight & Enforcement Report - October 2020 #4

WilmerHale on

The Congressional Oversight Commission released its fifth report, which focuses on the Federal Reserve’s Municipal Liquidity Facility (MLF). The MLF was established to help state and local governments better manage cash flow...more

WilmerHale

Weekly COVID-19 Oversight & Enforcement Report - October 2020

WilmerHale on

The chairs of the House Select Subcommittee on the Coronavirus Crisis, Financial Services Committee, and Oversight and Reform Committee sent letters to the outside directors of Eastman Kodak seeking documents tied to the...more

McDermott Will & Emery

Corporate Law & Goverance Update - January 2020

McDermott Will & Emery on

Given evolving Delaware law, understanding the difference between “risk oversight” and “risk management” is an increasingly important board task. In the Marchand and Clovis decisions, the Delaware courts sent an important...more

Ogletree, Deakins, Nash, Smoak & Stewart,...

Beltway Buzz - October 2019 #4

NLRB News. Here are a couple recent developments at the National Labor Relations Board (NLRB) that are worthy of note: ..Over the last two decades, the Board has flip-flopped three different times on the question of...more

WilmerHale

House Financial Services Committee Introduces Legislation to Overhaul SEC Waiver Process

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Over the past several weeks, competing views have emerged from Capitol Hill and the SEC over how the Securities and Exchange Commission (“SEC” or “Commission”) should approach waivers of collateral consequences for parties...more

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